Tuesday, September 26, 2017

JMT series, part 6b-3

This continues from yesterday's post to examine linear analyses of Beethoven, Symphony no. 1, III, and also to discuss its pervasive figure of the rising fourth.

In the previous post, I noted that Schachter's analysis of tonal structure was "bizarre, in my view radically un-Schenkerian." The sense of this assessment is apparent enough in the background/first middleground (63), which I have reproduced and annotated:


Far more (on traditional terms) mechanically and (in my view) musically plausible readings are shown below.

One can, of course, always read from ^3. This analysis takes the E5 in bar 3 as its focal tone--not unreasonable as it is the endpoint of the tonic prolongation in the opening phrase. The reading positions the "flat-key" area within a dominant prolongation, which matches our expectations about tonal design and formal functions. And the ending is conventional too, though ^2 must be implied (not shown that way, here) if one is taking the first violins, first oboe, and first flute as the line. There is a simple ^3-^2-^1 in the first horn and viola. Details of this reading may be found on my Google Drive page: link.


The traditional reading from ^5 fits the music as well as the one from ^3, with the exception that ^5 appears in the first obviously non-tonic moment (I've whisked that away in the graph, but you can see it in the score -- top of the previous post). This graph also shows more clearly that V in the retransition has been replaced by iii (as iii6/4).

A descending line from ^8 is not possible, but one can hear a stable ^8 -- surrounded by neighbor notes -- if one takes the strongest shape of the opening, the rising fourth motive, and chooses its goal tone as a long range focal tone. Details of this reading may be found on my Google Drive page: link.


The rising fourth motive and the persistent register play make a reading with a proto-background quite convincing. For more on proto-backgrounds, see my essay on Texas Scholar Works: link.


Finally, a reading meant to support the previous two, but I think also quite strong on its own. The fourth motive is stated three times, as three 2 bar ideas, in the first strain. A cadential gesture finishes. In the B section, the motive is continually present, as an obvious inverse, then expanded to a sixth in the approach to the cadence on bII. After that, the original and inverse are combined in the "codetta" to the Db cadence. A distorted version in the retransition is followed by the 14-bar expansion of the main theme in the reprise (bars 45-58), where the motivic idea is heard six times before the cadence formula. In the second half of the coda the rising motive and the falling melodic formula are opposed.




The three main cadences (not counting the one in Db major or bars 67-76) have versions of the same rhythmic figure and falling shape. At (a), the accented bar is on V/V. At (b), it is on the cadential dominant 6/4, but at (c) it is on the tonic -- the cadence came before it this time. It is this motivically driven dramatic plan that allows us to hear the final bars and not the earlier formula as the proper end of this menuetto/scherzo.


References:
Schachter, Carl. 2000. “Playing What the Composer Didn’t Write: Analysis and Rhythmic Aspects of Performance.” In Essays in Honor of Jacob Lateiner, edited by Bruce Brubaker and Jane Gottlieb, 47-68. Pendragon.